Luxor Financial Group offers a full array of services to facilitate the formation of your Registered Investment Adviser (RIA) Including:
Comprehensive Written Supervisory Procedures
Anti-Money Laundering Procedures
Business Continuity Planning
Form ADV
Firm's Brochure
Business Plan
Firm Personnel licensing and exams
State and SEC
Preparation of responses to State & SEC Regulatory Inquiries
Updates to Written Supervisory Procedures
Day-to-day guidance for operations
